Spire Form: Personal Securities and Brokerage Account Disclosure Form

Overview:

Attached PDF is the Spire Personal Securities and Brokerage Account Disclosure Form (PSA). 

NOTE: THIS FORM UPDATED MAY 2022

If you have accounts in which securities transactions can be affected, and in which you have a beneficial
interest (i.e. spouse accounts, children’s accounts, accounts for which you control or whose financial support you contribute), please list them below. If you do not have any personal securities accounts, please mark NO and proceed to the bottom of the form, sign, and date it to attest that you hold no accounts that would need to be disclosed.

NOTE: Accounts held directly at mutual fund or insurance companies are exempt from reporting.