Forms & Disclosures Library

Spire Forms Library

• Spire Wealth Management ADV 2, CRS, Privacy Notice
• Advisor Attestation of Client Instructions
• Form CRS Attestation
• Spire New Entity Profile and Application Form
• Authorization to Share Account Information
• Account Change Request Form

See all 10 articles

Spire Forms for Direct Business

• Broker Dealer: MUTUAL FUND SWITCH & FORM
• SPIRE SECURITIES – ANNUITY SALES: FIXED AND VARIABLE
• Direct Trade Ticket
• Alternative Investments - Required Forms.
• Change of Broker-Dealer - Required Forms

Spire Forms for Compliance

• Spire Form: Confidentiality and Non-solicitation Agreement
• Spire Form: Personal Securities and Brokerage Account Disclosure Form
• Spire Form: BYOD Policy Acknowledgement
• Spire Form: Staff Entitlement
• Variable Insurance Appointment Request Form

Important Disclosures

• Solicitor's Disclosure document
• Compliance: Common Disclosure Guide.
• Disclosures for New Clients & New Accounts
• Spire Privacy Policy