Attached below is the Spire Individual Client Profile, Spire Individual Account Application and Spire's Change of Broker/Dealer and Financial Professional form. The Spire Individual Account Form is the only form required per registration. Please continue reading for more details regarding Spire's optional B/D Change Form.
Feel free to use Spire's Change of B/D form if the sponsor company doesn't require the client to complete and sign their own change form. Please contact the sponsor company directly to determine if this is the case. If you choose to use Spire's Change of Broker/Dealer and Financial Professional Form, we require a recent statement of the directly held account to accompany the form for approval in Laserfiche.
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